Northbound China Connect Trading Services-Investor ID regime

The Investor ID regime for Northbound China Connect Trading Services1 will take effect from 26th September 2018 (“Effective Date”), CMB Wing Lung Bank (“the Bank”) needs to get customers’ consent on the collection and usage of their personal information, so as to ensure that they can enjoy the Northbound China Connect Trading Services provided by the Bank when the Investor ID regime takes effect.

For customers who have registered2 for Global Securities Trading Services, they need to sign the Personal Information Collection StatementNorthbound China Connect Trading Services (“Consent Form”) of the Bank, if they would like to use Northbound China Connect Trading Services of the Bank. The Consent Form will take effects within 3 working days. If the Bank does not receive their signed Consent Form by the Effective Date, they will not be able to place buy orders through the Bank’s Northbound China Connect Trading Services but can only place sell orders.

For customers who have not registered3 for Global Securities Trading Services, they need to read the Consent Form and sign the Application / Cancellation Form for Global Securities Trading Services (“Application Form”), in order to acknowledge their agreement on the content of the Bank’s Personal Information Collection Statement, as well as to register for Global Securities Trading Services (including Northbound China Connect Trading Services). The Consent Form and Application Form will take effects within 3 working days. Customers will be able to place buy orders and sell orders through the Bank’s Northbound China Connect Trading Services by that time.

Should you have any enquiries, please contact our Customer Services Hotline at (852) 230 95555.

Note:

  1. Investor ID regime: When customer uses Northbound China Connect Trading Services, each order of Northbound China Connect Trading Services will be tagged with a unique Broker-to-Client Assigned Number ("BCAN") and will be provided to The Stock Exchange of Hong Kong Limited (“SEHK”) together with the Client Identification Data ("CID") of the customer. For individual customers, CID includes customer’s name in Chinese and English (if applicable and available), ID number, ID type and ID issuing country; for institutional or corporate customers, CID includes entity name, place of incorporation, Legal Entity Identifier (“LEI”) and number of Certificate of Incorporation.

  2. For customers who have registered for Global Securities Trading Services, please Click Here to download the Personal Information Collection Statement – Northbound China Connect Trading Services (“Consent Form”). Please read, sign and return the Consent From to any branches of the Bank or send it back to Securities Department of the Bank by mail (Address: 9/F, 45 Des Voeux Road Central, Hong Kong); Except corporate customers, individual/joint securities customers can also acknowledge their consent on the content of the Bank’s Personal Information Collection Statement by choosing Registration Service>Online Registration>Personal Information Collection Statement – Northbound China Connect Trading Services after login to CMB Wing Lung NET Securities Services.

  3. For customers who have not registered for Global Securities Trading Services, please Click Here to download Application / Cancellation Form for Global Securities Trading Services (“Application Form”) and Click Here to download Personal Information Collection Statement – Northbound China Connect Trading Services. Please read, sign and return the Application Form to any branches of the Bank or send it back to Securities Department of the Bank by mail (Address: 9/F, 45 Des Voeux Road Central, Hong Kong); Except corporate customers, individual/joint securities customer can also apply for the Bank’s Global Securities Trading Services by choosing Registration Service>Online Registration>Application Form for Global Securities Trading Services after login to CMB Wing Lung NET Securities Services.

Search Results