Responsibilities

• Responsible for conducting compliance reviews to ensure compliance with relevant regulatory rules, codes, regulations and guidelines and internal requirements on ad-hoc and regular basis
• Formulate compliance reports for identifying non-compliance with relevant rules, codes, regulations, guidelines and internal requirements and recommend effective solutions
• Handle ad-hoc and regular projects as requested by HKMA and SFC
• Assist to handle Executive Officer applications with HKMA
• Assist the team to handle compliance issues as required

Requirements

• Degree holder
• Minimum 2-3 years of audit or compliance review experience in banking industry
• Be familiar with HKMA & SFC requirements on regulated activities & licensing issues
• Good communication, interpersonal and report writing skills
• Proficiency in both English and Chinese

We offer successful candidates an attriactive remuneration package. For Candidates who are willing to take up the challenge and build a bright career with us, please send a resume with a cover letter by e-mail at hrp@cmbwinglungbank.com.