Responsibilities

• Conducting internal control reviews on the operations of securities products
• Liaising with stakeholders on product/business requirement, ensuring all products solutions are in alignment and compliance with regulatory requirements and internal policies
• Providing professional advices business and operations teams on compliance and internal control

Requirements

• Degree holder preferably in Law, Business or Accountancy related discipline or equivalent
• Minimum 3 years’ working experience in securities business, preferably in auditing or internal control
• Good knowledge of securities business operations
• Familiar with regulatory and compliance requirements on securities products

We offer successful candidates an attractive remuneration package. For Candidates who are willing to take up the challenge and build a bright career with us, please send a resume with a cover letter by e-mail at hrp@cmbwinglungbank.com.