(The account for the transfer of fund or fee,
brokerage, dividend or other related pecuniary settlement.)
HKD Settlement Account:
CNY Settlement Account:
Language of Statement:
Trading facilities:
Internet Trading Service/ Counter Trading Service
Licensed / Registered Person Declaration and Other Information
Are you a licensed representative, relevant individual, responsible officer, director or an employee engaged in regulated activities of a person licensed by, or registered with, the SFC or HKMA?
Are you the person(s) or entity ultimately responsible for originating the instructions?
Are you the person(s) or entity standing to gain the commercial/economic benefit of the transaction and/or bear the commercial/economic risk?
Investment Risk Questionnaire
To fullfill Securities & Futures Commission's requirement, please complete the following questionnaire: